The Lacuna Project

lacuna (n.) a gap in a record where something should be

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Chapter 2

The Template Goes Global

Abstract

From 1913 the Rockefeller Foundation ran its own international health agency in more than 80 countries. It paid for almost half the staff of the League of Nations health body, produced the 17D yellow fever vaccine, and built the model of single-disease eradication campaigns. Its fellows and officers were present at the founding of the World Health Organization in 1946, ran its office for the Americas, and led it from 1953 to 1973. The WHO's first global campaign, malaria eradication, drew on that model and was abandoned in 1969. Since 2000 the Gates Foundation has held the same position at greater scale. It launched Gavi, gave the WHO $5.5 billion in grants that were all earmarked, and co-hosted the 2019 exercise that recommended technical suppression of "false messages." In January 2026 the United States left the WHO, which raised the weight of private donors.

2.1 A private health ministry

Finding MED-2.1Primary record

From 1913 to 1951 the Rockefeller Foundation ran its own international health agency, which allocated over $94 million and started programs in more than 80 countries.

The Rockefeller Foundation created its International Health Commission on 27 June 1913. It became the International Health Board in 1916 and the International Health Division in 1927. In 1951 the Foundation folded it into its Division of Medicine and Public Health. Hookworm, tuberculosis, yellow fever and malaria took 90 percent of its disease budget.

Evidence: Exhibit 048

Mechanism: Philanthropic steering

§2.1.1

The Division's stated principles were that public health is a function of government, that its own aid was temporary, and that all aid should strengthen national health departments. Hookworm campaigns served as the entry point for building those departments. By 1924 the campaigns had been adopted in 52 countries on six continents. The Division's $94 million is a separate sum from the General Education Board's $94 million for American medical schools, described in Chapter 1.

2.2 The League’s lifeline

Finding MED-2.2Peer-reviewed

The Rockefeller Foundation was the lifeline of the League of Nations Health Organisation and eventually paid for almost half its personnel.

The United States never joined the League of Nations. Anne-Emanuelle Birn's archival history records that "the RF served as an ersatz US emissary" to the League's Health Organisation, which "partially modelled itself after IHD efforts, drawing from its personnel, practices, and agenda." The Organisation's director, Ludwik Rajchman, favored social medicine, an approach few Division staff shared. Birn writes that "the RF remained the LNHO's lifeline, eventually funding almost half its personnel."

Evidence: Exhibit 049

Mechanism: Philanthropic steering

§2.2.1

Estimates of the Foundation's share of the Health Organisation's budget run from more than a third to nearly half, depending on the years and the measure. The Division gave the Organisation $1.3 million between 1922 and 1930. That money paid for training public health experts, an epidemiological intelligence service, and the biological standardization of sera and vaccines.

§2.2.2

The United Nations Relief and Rehabilitation Administration took over most of the Health Organisation's functions from 1943. Birn records that UNRRA was "devised and planned by IHD veteran Selskar Gunn." Division director Wilbur Sawyer headed its health operations after retiring from the Foundation in 1944. UNRRA employed almost 1,400 health professionals and spent up to $80 million a year. Birn writes that the League body and UNRRA "acted as a pipeline for WHO's first generation of personnel."

2.3 Vaccine, larvicide and DDT

§2.3.1

Max Theiler's team at the Foundation's yellow fever laboratory in New York produced the attenuated 17D strain by late 1936. Field vaccination in Brazil began in February 1937.

Exhibit 050 · Library history

The Yellow Fever Laboratory: Rockefeller Foundation, 1928–1937

By late 1936, they had produced an attenuated yellow fever virus, which they called 17D.

The National Library of Medicine's history of the Rockefeller Foundation yellow fever laboratory states that by late 1936 the laboratory team had produced an attenuated yellow fever virus, which it called 17D, and that the first field trials in Brazil started early in 1937.

Source
U.S. National Library of Medicine
Date
n.d.
Quoted from
Page text, paragraph beginning 'From 1934 to 1936, the team cultured several strains'
Grade
Reported
Document
https://mhm.nlm.nih.gov/spotlight/lw/feature/yellowfeverlab
Accessed
2026-11-09
Cited by
Findings citing this exhibit
Note
Theiler and H. H. Smith, 'The use of yellow fever virus modified by in vitro cultivation for human immunization', Journal of Experimental Medicine 65(6): 787–800 (1937), https://doi.org/10.1084/jem.65.6.787.
§2.3.2

Foundation officer Fred Soper built the method that later campaigns copied: eradicate the mosquito species that carries the disease, using a single chemical applied by a large, centrally commanded workforce. In Brazil he eliminated the invading Anopheles gambiae from the northeast with the larvicide Paris green, at a cost of $430,000 over three years, completing the work in 1940. From 1946 the Foundation ran a larger test in Sardinia through a special agency, ERLAAS. The Rockefeller Archive Center records ten thousand tons of DDT applied by 32,000 sprayers. The campaign's first superintendent, John Austin Kerr, questioned whether eradication was feasible in June 1946, and resigned about a year later.

§2.3.3

Officials reported 99.9 percent success against the mosquito. Malaria disappeared from the island, although the mosquito species survived the campaign. A 2009 history in the CDC's journal states that ending transmission did not require eradicating the vector. Its figure for the DDT used is 267 metric tons.

Exhibit 052 · Peer-reviewed history

Program to Eradicate Malaria in Sardinia, 1946–1950

The interruption of malaria transmission did not require vector eradication, but with a goal of developing a new strategy to fight malaria, the choice was made to wage a rapid attack with a powerful new chemical. Costing millions of dollars, 267 metric tons of DDT were spread over the island. Although malaria was eliminated, the main objective, complete eradication of the vector, was not achieved.

Describes the 1946–1950 Rockefeller Foundation experiment in Sardinia to test whether an indigenous vector species could be eradicated. Malaria was eliminated; the mosquito was not.

Source
Eugenia Tognotti, Emerging Infectious Diseases 15(9)
Date
September 2009
Quoted from
Abstract
Grade
Peer-reviewed
Document
https://wwwnc.cdc.gov/eid/article/15/9/08-1317_article
Accessed
2026-11-09
Cited by
Findings citing this exhibit
Note
Tognotti gives 267 metric tons of DDT; the Rockefeller Archive Center gives ten thousand tons. Neither source reconciles the figures.

2.4 The founding of the WHO

The official position

The WHO is an intergovernmental agency whose constitution its member states negotiated. The WHO describes the Rockefeller Foundation as an observer at the 1946 conference and lists its contributions since 2000 at more than $25.6 million.

What the record shows

Both statements are accurate. The Foundation's direct grants to the early WHO were also small. Its influence ran through the people it had trained and placed, the subject of Birn's account of the period, titled "Backstage."

Finding MED-2.4Peer-reviewed

Many delegates at the 1946 conference that founded the WHO were Rockefeller fellows; a Rockefeller staff member ran its office for the Americas, and a former Rockefeller fellow led the WHO from 1953 to 1973.

At the International Health Conference in New York in July 1946, "a large number of the representatives of the countries present were IHD fellows in public health." The Foundation "did not intervene directly, instead following the behind-the-scenes work style it had instituted over several decades." Its officer John B. Grant "began feeding ideas" to the Interim Commission's executive secretary, Brock Chisholm. Foundation officers weighed in on the choice of the first Director-General.

Evidence: Exhibit 049, Exhibit 053

Mechanism: Philanthropic steering

§2.4.1

Fred Soper was elected director of the Pan American Sanitary Bureau in January 1947 and held the post until 1959. Birn records that "the RF paid Soper's salary the first year, and he remained an RF staff member during his first four years at PASB." In 1950 Foundation president Chester Barnard wrote that the Bureau would "eventually take over our functions" in Latin America. Soper built a $1 million reserve for the Bureau, and the WHO's 1949 agreement with it left the Bureau largely independent. Birn concludes that his moves "forced WHO into a decentralized structure, based on geographically-organized regional offices."

§2.4.2

The second Director-General, Marcolino Candau, served from 1953 to 1973. He "had been an RF fellow and had worked with Soper" in Brazil. In October 1954 Foundation president Dean Rusk questioned Candau over lunch, which Birn describes as "unofficial RF approval" of his tenure. Under Candau the WHO ran the malaria and smallpox eradication campaigns and awarded more than 50,000 training fellowships.

§2.4.3

The Foundation turned down WHO funding requests as often as it accepted them in the 1950s and 1960s. Division officer Lewis Hackett wrote that "all the international organizations have adopted the policies and activities in which the IHD has pioneered." The Foundation's 1950 annual report stated that the task of health promotion had been "taken over on a global scale" by the WHO. Birn's conclusion is that "because its approach was firmly in place at WHO, the RF's presence was superfluous."

2.5 Eradication at global scale

Finding MED-2.5Peer-reviewed

The WHO's 1955 Global Malaria Eradication Programme followed the Rockefeller model of centrally directed single-disease eradication, and the Rockefeller Archive Center states that the Rockefeller international health division's legacy influenced it. The WHO abandoned its eradication goal in 1969.

The WHO launched the Global Malaria Eradication Programme in 1955. Birn records that Soper was "an essential figure in orchestrating" it, with Paul Russell and other Foundation officers. The United States government financed much of it through voluntary contributions outside regular member dues. The program sought to interrupt transmission everywhere outside tropical Africa. By the WHO's own account, failure to sustain it led to resurgence, and in 1969 the goal of eradication "was abandoned in favour of malaria control." The Rockefeller Archive Center states that the Division's legacy influenced the program.

Evidence: Exhibit 049, Exhibit 048, Exhibit 054

Mechanism: Philanthropic steering

§2.5.1

The program reduced malaria substantially before 1969. Thirty-seven of the 143 countries endemic in 1950 were free of malaria by 1978, and reported cases in India fell from about 110 million in 1955 to under a million in 1968. After 1969, parasite resistance to chloroquine, mosquito resistance to DDT and falling investment reversed much of the progress, and malaria incidence rose worldwide.

2.6 Bellagio and the narrowing of primary care

Finding MED-2.6Peer-reviewed

In 1979, one year after the Alma-Ata declaration of "Health for All," a Rockefeller-sponsored conference at Bellagio took up selective primary health care, the narrower package that UNICEF adopted as GOBI.

In 1978 the Alma-Ata conference committed the WHO's member states to comprehensive primary health care. In 1979 the Rockefeller Foundation hosted "Health and Population in Development" at its Bellagio Center in Italy. The participants included Robert McNamara of the World Bank, David Bell of the Ford Foundation, John Gilligan of USAID, WHO Director-General Halfdan Mahler, and James Grant, who took charge of UNICEF in January 1980. The meeting took up Julia Walsh and Kenneth Warren's proposal for "selective primary health care," a package of low-cost technical interventions against the main disease problems of poor countries.

Evidence: Exhibit 055

Mechanism: Philanthropic steering

§2.6.1

Under Grant, UNICEF built its child-survival program on that package: growth monitoring, oral rehydration, breastfeeding and immunization, known as GOBI. Some supporters of the Alma-Ata declaration read selective care as complementary to it, and others as a contradiction. Under Grant's leadership, which lasted until January 1995, UNICEF moved away from comprehensive primary health care.

2.7 The successor

Finding MED-2.7Peer-reviewed

The Gates Foundation gave the WHO $5.5 billion in 640 grants between 2000 and 2024. Every grant was earmarked, and 59 percent of the money went to polio.

A 2025 study in BMJ Global Health built its dataset from the Gates Foundation's own grant records. The foundation supplied 9.5 percent of WHO revenues between 2010 and 2023 and was its second-largest funder after the United States. Of its $5.5 billion, $3.2 billion went to polio and $2.9 billion to vaccine programs, categories that overlap. The authors state: "All the 640 grants are earmarked for specific purposes." According to Statista, the foundation was the largest voluntary contributor in the 2024–25 biennium, with about $761 million.

Evidence: Exhibit 057, Exhibit 058

Mechanism: Philanthropic steering

§2.7.1

Earmarked money must be spent on the purpose the donor names. About nine-tenths of WHO income is voluntary, and almost all of that is earmarked. The study's authors conclude that because every grant is earmarked, the foundation can work through the WHO while keeping tight control over how its money is spent. In 2014 Birn compared the Rockefeller and Gates foundations directly and called Gates's "pervasive influence" a "grave concern both to democratic global health governance and to scientific independence."

§2.7.2

The Rockefeller Foundation itself is now a minor WHO donor. The WHO counts its contributions since 2000 at more than $25.6 million, about a thirtieth of the Gates Foundation's voluntary contributions in the 2024–25 biennium alone.

Exhibit 056 · Peer-reviewed comparative history

Philanthrocapitalism, past and present: The Rockefeller Foundation, the Gates Foundation, and the setting(s) of the international/global health agenda

It concludes that the Gates Foundation’s pervasive influence is nonetheless of grave concern both to democratic global health governance and to scientific independence

Compares how the Rockefeller and Gates foundations set the international health agenda. Concludes that the Gates Foundation's pervasive influence is of grave concern to democratic global health governance and to scientific independence.

Source
Anne-Emanuelle Birn, Hypothesis 12(1)
Date
2014
Quoted from
Abstract (Hypothesis 12(1)); Wayback copy of 2017-08-07
Grade
Peer-reviewed
Document
http://www.hypothesisjournal.com/?p=2503
Accessed
2026-11-09
Cited by
Findings citing this exhibit
Note
Open copy: https://archive.wphna.org/wp-content/uploads/2015/04/2014-11-Hypothesis-Anne-Emanuelle-Birn-Rockefeller-and-Gates.pdf

2.8 Gavi and the vaccine companies

Finding MED-2.8Primary record

The Gates Foundation launched Gavi with a $750 million pledge in 2000 and has taken equity stakes in mRNA vaccine developers, including BioNTech in September 2019.

Gavi, the vaccine alliance, was launched in 2000. Gavi states that the Gates Foundation's "initial US$ 750 million commitment in 2000 was catalytic in establishing Gavi." The foundation has since committed about $7.7 billion to Gavi and pledged $1.6 billion more for 2026–2030. In March 2015 it made a $52 million equity investment in CureVac, then its largest. In September 2019 it made a $55 million equity investment in BioNTech for HIV and tuberculosis work.

Evidence: Exhibit 059, Exhibit 060, Exhibit 061

Mechanism: Philanthropic steering

§2.8.1

The BioNTech investment predated the company's COVID-19 program, and the foundation gave no direct support to the Pfizer–BioNTech vaccine candidate. The same foundation funds Gavi, which buys vaccines for low-income countries, and directs $2.9 billion of its WHO grants to vaccine programs.

2.9 Scenarios and exercises

§2.9.1

In May 2010 the Rockefeller Foundation and Global Business Network published four hypothetical scenarios, one of which, "Lock Step," imagined a 2012 influenza pandemic followed by authoritarian control; the report says its scenarios "are not predictions," and the "Rockefeller Playbook" texts circulated since 2020 do not appear in it and are fabricated.

Exhibit 062 · Scenario report

Scenarios for the Future of Technology and International Development

Importantly, scenarios are not predictions. Rather, they are thoughtful hypotheses that allow us to imagine, and then to rehearse, different strategies for how to be more prepared for the future

Four hypothetical scenarios built on two axes, political and economic alignment and adaptive capacity: Lock Step, Clever Together, Hack Attack and Smart Scramble. Lock Step imagines a 2012 influenza pandemic followed by authoritarian top-down control. The report states that its scenarios are not predictions. The 'Rockefeller Playbook' and three-phase 'Operation Lockstep' texts circulated since 2020 do not appear in it.

Source
The Rockefeller Foundation and Global Business Network
Date
May 2010
Quoted from
Introduction, 'Why Scenarios?', printed p. 9
Grade
Primary record
Document
https://www.nommeraadio.ee/meedia/pdf/RRS/Rockefeller%20Foundation.pdf
Accessed
2026-11-09
Cited by
Findings citing this exhibit
Finding MED-2.9Primary record

Event 201, a pandemic exercise co-hosted by the Gates Foundation in October 2019, recommended that governments partner with media companies so that "false messages are suppressed including though the use of technology."

On 18 October 2019 the Johns Hopkins Center for Health Security held Event 201, a 3.5-hour tabletop exercise in New York, with the World Economic Forum and the Gates Foundation as co-hosts. Its fictional pathogen was a novel coronavirus passing from bats to pigs to people in Brazil, and the scenario ended at 18 months with 65 million deaths. The three hosts then published seven recommendations. The seventh called on governments to "partner with traditional and social media companies" and to "flood media with fast, accurate, and consistent information." It did not say who would decide which messages were false.

Evidence: Exhibit 065, Exhibit 063, Exhibit 067

Mechanism: Managing the narrative

§2.9.2

The exercise was funded by the Open Philanthropy Project; the Gates Foundation co-hosted it and supplied one of its exercise leads. On 24 January 2020 the Center stated that it had made no prediction and that its model inputs were not similar to the new coronavirus. The Center's 2017 SPARS scenario had already used a fictional coronavirus. The third recommendation called for keeping travel and trade open and criticized "the closure of customer-facing businesses," which governments ordered in 2020.

§2.9.3

Federal practice during the pandemic took a form close to recommendation seven. In 2020–22 federal officials pressed social media platforms to remove or demote content about COVID-19. The Fifth Circuit found that the White House, the Surgeon General's office, the CDC and the FBI likely coerced or significantly encouraged the platforms' decisions. In Murthy v. Missouri (26 June 2024) the Supreme Court reversed the injunction for lack of standing and did not rule on the First Amendment question.

Exhibit 065 · Policy recommendations

Public-private cooperation for pandemic preparedness and response: a call to action

Governments and the private sector should assign a greater priority to developing methods to combat mis- and disinformation prior to the next pandemic response. Governments will need to partner with traditional and social media companies to research and develop nimble approaches to countering misinformation. This will require developing the ability to flood media with fast, accurate, and consistent information. … For their part, media companies should commit to ensuring that authoritative messages are prioritized and that false messages are suppressed including though the use of technology.

Seven joint recommendations: plan the use of corporate capabilities in a pandemic; expand international countermeasure stockpiles with CEPI, Gavi and the WHO; maintain travel and trade, criticizing past 'unjustified border measures' and 'the closure of customer-facing businesses'; fund surge manufacturing of vaccines, therapeutics and diagnostics; enlist business advocacy; expand pandemic finance; and combat mis- and disinformation.

Source
Johns Hopkins Center for Health Security, World Economic Forum and Bill & Melinda Gates Foundation
Date
November 2019
Quoted from
Recommendation 7
Grade
Primary record
Document
https://www.centerforhealthsecurity.org/event201/recommendations.html
Archived
https://web.archive.org/web/20200122093208/http://www.centerforhealthsecurity.org/event201/recommendations.html
Accessed
2026-11-09
Cited by
Findings citing this exhibit

2.10 The WHO in 2026

Finding MED-2.10Primary record

The United States left the WHO on 22 January 2026. The Pandemic Agreement adopted in May 2025 cannot open for signature until its pathogen-sharing annex is adopted, and in May 2026 the World Health Assembly extended the negotiations.

Executive Order 14155, signed on 20 January 2025, gave notice of United States withdrawal from the WHO. The withdrawal took effect on 22 January 2026. The WHO Pandemic Agreement was adopted in May 2025. Under its terms it opens for signature only after the World Health Assembly adopts the annex governing pathogen access and benefit sharing. On 19 May 2026 the Assembly extended the negotiations on that annex and referred the outcome to its next session.

Evidence: Exhibit 068, Exhibit 069

§2.10.1

These instruments were negotiated by states. The departure of the largest government donor leaves a larger share of the WHO's voluntary income with private and quasi-private funders, chief among them the Gates Foundation and Gavi.

2.11 From Rockefeller to Gates

§2.11.1

The Rockefeller Foundation shaped international health from 1913 through a private agency, its fellows and officers, and a single model of disease control. That model entered the League's Health Organisation, UNRRA, the Pan American Sanitary Bureau and the WHO through personnel the Foundation had trained and placed.

§2.11.2

The Gates Foundation exercises the same function through earmarked money. It directs 59 percent of its WHO money to polio, launched the alliance that buys vaccines for the world's poorest countries, and has held equity in vaccine developers. Its co-hosted 2019 exercise recommended that governments and platforms suppress false messages, and federal officials pressed platforms to do so the following year. The Supreme Court decided Murthy v. Missouri on standing, and no court has ruled on the merits of that coordination.

Key findings

  1. The Rockefeller Foundation ran an international health agency in more than 80 countries from 1913 and paid for almost half the League of Nations health body's staff (2.1, 2.2).
  2. Rockefeller fellows and officers were present at the WHO's founding, ran its Americas office, and led it for twenty years (2.4).
  3. The WHO's malaria eradication campaign drew on the Rockefeller model and was abandoned in 1969 (2.5).
  4. A Rockefeller conference launched selective primary health care a year after Alma-Ata (2.6).
  5. All Gates Foundation grants to the WHO are earmarked; 59 percent went to polio (2.7).
  6. The Gates Foundation launched Gavi and has held equity in mRNA vaccine developers (2.8).
  7. Event 201 recommended technical suppression of "false messages," and government–platform coordination followed in 2020 (2.9).
  8. The United States left the WHO in January 2026; the Pandemic Agreement is not yet open for signature (2.10).

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